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           NOMINATED ADVISERS 
 

 

 WHITTENS LAWYERS & CONSULTANTS
 Lawyers & Consultants
 
 
  Street Address Level 30
Piccadilly Tower
133 Castlereagh Street
Sydney,
NSW Australia 2000
  Postal Address Same as Street Address
  Web http://www.whittens.com.au
  Email
  Phone 61 2 9264 2216
  Fax 61 2 9283 1970
   ABOUT US
Our mission is to provide our clients with the highest standard of commercial advice.

We are a commercial law firm with unique skills.

Working with your existing financial adviser we can provide:

(1) advice as to the suitability of a listing on Stock Exchange of Newcastle Limited.

(2) advise the structure which will suit your particular needs.

(3) complete documents and processes necessary for listing.

(4) continue to act as your nominated adviser providing expert advice to grow your company and achieve your objectives.

   SERVICES
We are experienced in the following areas of corporate law and regulatory compliance: management�s obligations and duties to shareholders, disclosure documents (prospectus), information memoranda, corporate governance, debt and equity capital raising instruments, board disputes, managements buy outs, buy backs, capital reductions, escrow requirements and all matters relating to compliance with the legal requirements of the Listing Rules.

Legal
  • Legal Due Diligence
    - Prospectus Preparation and Capital Raising
  • Real Property
    - Contracts Transfer Disputes
  • Intellectual Property
    - Patents, Trademarks
  • Investments
    - Acquisitions and Company Reconstructions, Mergers
  • General Legal Advice
Investments
  • Introduction to Shareholders/Investors
  • Raising Capital
   HISTORY
Whittens is a medium sized commercial law and corporate consultancy firm. We offer a hybrid of services which focus on three main areas: legal expertise, corporate consultancy and investment banking. We have specialists which deal with each of the areas listed above.

Mr Raymond Whitten- Principal
The firm was founded by Mr Raymond Whitten, the principal of the firm. Mr Whitten has over 30 years experience as a commercial solicitor and has been the chairman of ASX listed companies as well as a director of a number of private companies. The firm is a Nominated Adviser to the Newcastle Stock Exchange.

Mr Whitten holds the following degrees:
Bachelor of Arts (Sydney University 1969)
Bachelor of Laws and Letters ( Sydney University 1972)
Master of Laws (University of Technology, Sydney 1993)

Mr Whitten is an Accredited Specialist in Business Law and is a Notary Public.Mr Whitten is a responsible officer of a Nominated Adviser.

Mr Andrew Whitten- Solicitor
Mr Andrew Whitten is solicitor with a speciality in corporate law. Mr Whitten is currently the company secretary of a public company.

Mr Whitten holds the following degrees:
Bachelor of Arts, majoring in Economics (UNSW 1998)
Master of Law and Legal Practice, majoring in Corporate Finance and Securities Law (UTS 2001).

Mr Whitten is a responsible officer of a Nominated Adviser.

Mr Michael Cox � Corporate Consultant
Mr Michael Cox has a background in stockbroking and has acted as a corporate consultant in mergers and acquisitions. Mr Cox is a Director of Public Companies.

Mr Cox holds the following qualifications:
A Bachelor of Science (Sydney University 1987)
A Bachelor of Law and Letters (UTS 1991)
Certificate of Accounting (TAFE 1987)
Diploma of Gemmology (Gemmological Association of Aust 1984)
Diploma of Diamond Technology (Gemmological Association of Australia 1987).

Mr Cox is a Fellow of the Gemmological Association of Australia (FGAA) and a Member of the National Institute of Accountants.

 

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