INTRODUCTION 
Companies or Security issuers wishing
to list on the
should obtain a
listing kit.
The
focuses on small to medium
enterprises, regionally based and
prominent businesses. The
rules
allow a variety of types of organisations
to be listed including PDFs, offshore
companies, credit unions, friendly
societies, cooperatives, companies
seeking dual listings as well as specific
groupings of securities.
LISTING REQUIREMENTS
Minimum of 50 security holders, each of
whom must hold at least AUD$2,000
worth of securities;
25% of issued securities to be in the
hands of the public;
Minimum market capitalisation (of
quoted securities) of AUD$500,000;
Must have a two year adequate track
record or be underwritten by an
underwriter acceptable to the Exchange;
Appointment of a Sponsoring
Participating Organisation;
Appointment of a Nominated Adviser.
PROSPECTUS or
INFORMATION MEMORANDUM
An Information Memorandum is
required if the issuer is applying
for a "Compliance Listing". That
is, the issuer meets the listing
requirements and does not
require capital to be raised
three months prior or 3 months
after listing.
A Prospectus is needed if the issuer
requires capital to be raised. The
prospectus must be lodged with
ASIC
FEES
Fees charged by the
are on a
sliding scale based on the
market capitalisation of the quoted
securities. Fees charged by Share
Registries, CHESS, Sponsoring
Participating Organisations and
Nominated Advisers are in addition
to
Fees.
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REQUEST A LISTING KIT
Further information can be obtained by
contacting the Exchange and receiving a
listing kit.
Required Fields.
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HOW
TO LIST
