NSX Corporate Stock Exchange

Participant Broker Forms

The following forms are provided for your convenience.

Application Documents

Form Name

Participant Admission Criteria

Either Application form if not a participant of ASX

or Application form if a participant of ASX

Organisational Profile

Responsible Officer Application Form

NETS trader workstation

Financial Reporting and Annual Assessments

Participants are required to required to provide monthly Surplus Liquid Funds reports to the NSX Exchange Examining Accountant, to return annual self assessment and the NSX Compliance Officer undertakes an annual site visit.